As a SEC-registered investment adviser, we are obligated to act in the best interests of our clients, following fiduciary duty to ensure all actions are in their best interest.
Registered with the CFTC and NFA, we adhere to strict trading and reporting standards to ensure the integrity and compliance of our operations.
FINRA ensures we adhere to high standards of fairness and transparency, providing regulatory oversight for all financial activities within the U.S. market.
Partners include J.P. Morgan and Goldman Sachs, providing institutional-grade clearing and asset protection services.
Client assets are kept 100% separate from the company’s operational funds, ensuring the independent safety and security of client assets under any circumstances.
Annual financial audits are conducted by internationally recognized auditors to ensure clear and transparent reporting.
As a member organization, clients are protected for up to $500,000 in their securities accounts, under SIPC coverage.
Deposits held with custodians are insured by the FDIC for up to $250,000 per account.
A robust Value at Risk (VaR) control system is in place to manage market volatility, aiming to minimize the impact on assets during extreme market fluctuations.